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| About Us |
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Investsafe.com is operated by
Lamaute Capital, Inc., an investment brokerage firm registered under
the Securities and Exchange Act of 1934. The firm is a member of the
NASD (National Association of Securities Dealers) and of the SIPC
(Securities Investors Protection Corporation) since 1993. The firm
specializes in retirement investments.
Our team of investment professionals brings a wealth of experience
in advising individuals, businesses, and non-profits on designing
retirement plans, retirement account rollovers, and investments.
Our products and services include financial planning, mutual fund
investments, annuities, retirement plans and retirement investment
education.
The team is headed by licensed principals each with more than 22
years of experience in the field of pensions and retirement investments.
Collectively the firm's principals hold advanced degrees in law,
taxation, and investment finance, have published two financial books,
numerous articles, and are frequently called upon to give speeches
on retirement investment planning. They are nationally recognized
in their areas of practice, have appeared on CNN's "Your
Money" and have been featured or quoted in several publications
including Pensions and Investments, and the Wall Street
Journal. |
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| About Pioneer |
We use the firm
Pioneer Investments for many of the retirement products discussed on
this website.
Founded in
1928, Pioneer is one of the oldest and most experienced mutual fund
companies in the United States, and retirement plans are a major focus
of their business.
They offer a
wide range of investment choices, ranging in objective from
conservative to more aggressive, and you'll have the flexibility to
transfer among funds as your goals evolve.
Pioneer sends out regular investment reports and quarterly shareowner newsletters. You
can have convenient 24 h our online access to your account through the
Pioneer website. To reach Pioneer's retirement plan service
representatives directly call 800-622-0176 any business day, from 8:00
a.m. to 9:00 p.m. eastern time.
Lamaute Capital,
Inc., is an independent investment brokerage firm not
affiliated with Pioneer Investments. Pioneer is one of several
investment management firms whose investment products we sell,
including retirement plans and mutual funds. Be sure to read the
appropriate mutual prospectus and plan documents carefully to make
sure they meet your needs before investing or sending any money. |
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| Summary Disclosure Statement of Our Business Continuity
Plan |
| Firm Policy |
| Our firm's policy is to respond to a Significant Business
Disruption (SBD) by safeguarding employees' lives and firm
property, making a financial and operational assessment, quickly
recovering and resuming operations, protecting the firm's
critical books and records, and for our customers to transact
business directly with the mutual fund or Investment Company
holding the customer’s’ accounts. |
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| Communication with our Employees in the Event of
a Disruption |
Our plan anticipates two kinds of SBDs, internal and external.
Internal SBDs affect only our firm's ability to communicate
and do business, such as a fire in our building. External
SBDs prevent the operation of the securities markets or
a number of firms, such as terrorist attack, a city flood
or a wide-scale, regional disruption. Our response to an
external SBD relies more heavily on other organizations
and systems, especially on the capabilities of the investment
or mutual fund firms that hold our customers’ accounts.
Our firm does not maintain custody of customers' funds or
securities; these are maintained in custody by the mutual
fund or investment firm. In the event of an SBD, either
external or internal, we will immediately identify what
means will permit us to communicate with our customers,
employees, critical business constituents, critical banks,
critical counter-parties and regulators. Although the effects
of an SBD will determine the means of alternative communication,
the communication options we will employ will include our
Web site, telephone voice mail, secure email and postal
mail service.
Customers are advised to look at their investment statements
for the telephone number and address of the mutual fund
or investment company that holds their account. Customers
can enter their orders by telephone or fax directly with
their mutual fund or Investment Company. Many of these companies
have Web sites that allow customers to interact or place
orders from those Web sites. Please Contact Us if you have any questions on how to contact your mutual
fund or investment company. |
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| For customers invested in Pioneer Funds contact: |
Pioneer Investment Management
PO Box 9014
Boston, MA 02205-9014
(Overnight address)
66 Brooks Dr.
Suite 55014
Braintree, MA 02184
Tel: (800) 225-6292
Fax (888) 294-4485
www.pioneerfunds.com
This plan is subject to modification, an updated summary will
be promptly posted on our Web site and customers may alternatively
obtain updated summaries by requesting a written copy by mail.
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